< United States Code < Title 15
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Title 15 — Commerce and Trade
Chapter 2A — Securities and Trust Indentures
Chapter 2A — Securities and Trust Indentures
SUBCHAPTER I—DOMESTIC SECURITIES
| Sec. | |
|---|---|
| § 77a | Short title |
| § 77b | Definitions; promotion of efficiency, competition, and capital formation |
| § 77b-1 | Swap agreements |
| § 77c | Classes of securities under this subchapter |
| § 77d | Exempted transactions |
| § 77e | Prohibitions relating to interstate commerce and the mails |
| § 77f | Registration of securities |
| § 77g | Information required in registration statement |
| § 77h | Taking effect of registration statements and amendments thereto |
| § 77h-1 | Cease-and-desist proceedings |
| § 77i | Court review of orders |
| § 77j | Information required in prospectus |
| § 77k | Civil liabilities on account of false registration statement |
| § 77l | Civil liabilities arising in connection with prospectuses and communications |
| § 77m | Limitation of actions |
| § 77n | Contrary stipulations void |
| § 77o | Liability of controlling persons |
| § 77p | Additional remedies; limitation on remedies |
| § 77q | Fraudulent interstate transactions |
| § 77r | Exemption from State regulation of securities offerings |
| § 77r-1 | Preemption of State law |
| § 77s | Special powers of Commission |
| § 77t | Injunctions and prosecution of offenses |
| § 77u | Hearings by Commission |
| § 77v | Jurisdiction of offenses and suits |
| § 77w | Unlawful representations |
| § 77x | Penalties |
| § 77y | Jurisdiction of other Government agencies over securities |
| § 77z | Separability |
| § 77z-1 | Private securities litigation |
| § 77z-2 | Application of safe harbor for forward-looking statements |
| § 77z-3 | General exemptive authority |
| § 77aa | Schedule of information required in registration statement |
SUBCHAPTER II—FOREIGN SECURITIES
| Sec. | |
|---|---|
| § 77bb | “Corporation of Foreign Security Holders”; creation; principal office; branch offices |
| § 77cc | Directors of Corporation; appointment, term of office, and removal |
| § 77dd | Powers and duties of Corporation, generally |
| § 77ee | Directors of Corporation, powers and duties generally |
| § 77ff | Accounts and annual balance sheet of Corporation; audits |
| § 77gg | Annual report by Corporation; printing and distribution |
| § 77hh | Assessments by Corporation on holders of foreign securities |
| § 77ii | Subscriptions accepted by Corporation as loans; repayment |
| § 77jj | Loans to Corporation from Reconstruction Finance Corporation authorized |
| § 77kk | Representations by Corporation as acting for Department of State or United States forbidden; interference with foreign negotiations forbidden |
| § 77ll | Effective date of subchapter |
| § 77mm | Short title |
SUBCHAPTER III—TRUST INDENTURES
| Sec. | |
|---|---|
| § 77aaa | Short title |
| § 77bbb | Necessity for regulation |
| § 77ccc | Definitions |
| § 77ddd | Exempted securities and transactions |
| § 77eee | Securities required to be registered under Securities Act |
| § 77fff | Securities not registered under Securities Act |
| § 77ggg | Qualification of indentures covering securities not required to be registered |
| § 77hhh | Integration of procedure with Securities Act and other Acts |
| § 77iii | Effective time of qualification |
| § 77jjj | Eligibility and disqualification of trustee |
| § 77kkk | Preferential collection of claims against obligor |
| § 77lll | Bondholders’ lists |
| § 77mmm | Reports by indenture trustee |
| § 77nnn | Reports by obligor; evidence of compliance with indenture provisions |
| § 77ooo | Duties and responsibility of the trustee |
| § 77ppp | Directions and waivers by bondholders; prohibition of impairment of holder’s right to payment; record date |
| § 77qqq | Special powers of trustee; duties of paying agents |
| § 77rrr | Effect of prescribed indenture provisions |
| § 77sss | Rules, regulations, and orders |
| § 77ttt | Hearings by Commission |
| § 77uuu | Special powers of the Commission |
| § 77vvv | Judicial review |
| § 77www | Liability for misleading statements |
| § 77xxx | Unlawful representations |
| § 77yyy | Penalties |
| § 77zzz | Effect on existing law |
| § 77aaaa | Contrary stipulations void |
| § 77bbbb | Separability |
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